Arora, Rohit (SFC:ART681)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2008-10-27 | 2011-07-04 | Rep | Dealing in securities | 2008-10-27 | 2011-07-04 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2017-02-02 | 2017-02-15 | Rep | Advising on securities | 2017-06-05 | 2017-06-09 | Rep | Advising on securities | 2017-07-26 | 2017-07-31 | Rep | Advising on securities | 2017-11-20 | 2017-12-01 | Rep | Advising on securities | 2018-01-22 | 2018-01-26 | Rep | Advising on securities | 2018-07-03 | 2018-07-06 | Rep | Advising on securities | 2018-09-28 | 2018-10-05 | Rep | Advising on securities | 2019-02-18 | 2021-10-26 | Rep | Advising on securities | 2023-02-14 | 2023-02-17 | Rep | Advising on securities | 2023-05-05 | 2023-05-15 |
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