Bao, Wenjing 鮑文婧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-09-30 | 2010-08-31 |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2018-07-16 | 2018-10-15 | RO | Dealing in securities | 2018-10-15 | 2021-09-29 | Rep | Advising on corporate finance | 2019-03-27 | 2021-09-29 |
3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2014-06-03 | 2018-05-30 |
4 | Keefe, Bruyette & Woods Asia Limited | Rep | Advising on securities | 2010-09-20 | 2012-11-14 |
5 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2008-12-08 | 2009-08-21 |
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