Lo, Michelle Chi Lok 盧子樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2009-10-12 | 2009-11-09 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2012-08-13 | 2013-01-01 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2012-07-09 | 2012-07-23 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-11-03 | 2009-05-26 |
| 5 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-11-03 | 2009-05-26 |
| 6 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-11-03 | 2009-05-26 |
| 7 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-11-03 | 2009-05-26 |
| 8 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2011-10-12 | 2012-02-14 |
| 9 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2009-07-13 | 2009-08-22 |
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