Lim, Kim Huat (SFC:ARU536)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 313 Capital Management Limited Rep Advising on securities 2011-12-29 2015-04-01
Rep Asset management 2012-06-11 2015-04-01
2 CINDA INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2017-06-14 2017-07-17
Rep Dealing in securities 2017-06-14 2017-07-17
RO Advising on corporate finance 2017-07-17 2018-02-17
RO Dealing in securities 2017-07-17 2022-02-16
Rep Advising on corporate finance 2018-04-10 2018-06-08
RO Advising on corporate finance 2018-06-08 2022-02-16
3 EMINENCE CAPITAL PARTNERS LIMITED RO Advising on corporate finance 2023-01-09 2024-07-29
4 RHB FUTURES HONG KONG LIMITED Rep Dealing in futures contracts 2008-12-16 2010-02-01
5 RHB SECURITIES HONG KONG LIMITED Rep Advising on securities 2008-12-16 2010-02-01
Rep Dealing in securities 2008-12-16 2010-02-01
6 SFGHK Limited RO Dealing in securities 2010-05-12 2011-09-15
7 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Rep Advising on corporate finance 2015-04-21 2017-04-19
Rep Advising on securities 2015-04-21 2017-04-19
Rep Asset management 2015-04-21 2017-04-19
Rep Dealing in futures contracts 2015-04-21 2017-04-19
Rep Dealing in securities 2015-04-21 2017-04-19
8 SOUTH CHINA CAPITAL LIMITED Rep Advising on corporate finance 2013-11-18 2015-04-01
9 SOUTH CHINA COMMODITIES LIMITED Rep Dealing in futures contracts 2011-12-29 2015-04-01
10 South China Forex Limited Rep Leveraged foreign exchange trading 2012-06-11 2015-04-01
11 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2011-11-08 2015-04-01
12 WEST BULL FINANCIAL LIMITED Rep Advising on corporate finance 2024-10-28

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