Nishio, Yuki 西尾由紀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-03-10 | 2016-10-31 | Rep | Advising on securities | 2014-05-16 | 2016-10-31 |
| 2 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2017-01-04 | 2019-10-03 | Rep | Asset management | 2017-01-04 | 2019-10-03 | Rep | Dealing in securities | 2017-01-04 | 2019-10-03 |
| 3 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2012-07-09 | 2014-02-28 |
| 4 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-12-15 | 2009-04-01 |
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