Lo, Chee Yan 盧子欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTRAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-01-03 | 2023-04-03 |
| 2 | CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-01-03 | 2023-11-01 |
| 3 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-09-21 | 2015-06-26 | Rep | Dealing in futures contracts | 2016-11-30 | 2016-12-16 |
| 4 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-07-07 | 2015-06-26 | Rep | Dealing in securities | 2016-11-30 | 2016-12-16 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-02-19 | 2009-06-20 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-11-27 | 2009-06-20 |
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