Wong, Wai Ming (SFC:ASD119) 黃偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIF Securities Futures Limited | Rep | Dealing in futures contracts | 2019-06-20 | 2020-05-22 | Rep | Dealing in securities | 2019-06-20 | 2020-05-22 |
| 2 | CNI Securities Group Limited | Rep | Dealing in securities | 2020-06-01 | 2022-04-11 |
| 3 | Gary Cheng Securities Limited | Rep | Dealing in securities | 2022-07-18 | |
| 4 | KGI ASIA LIMITED | Rep | Advising on securities | 2008-12-09 | 2008-12-18 | Rep | Dealing in securities | 2008-12-09 | 2008-12-18 |
| 5 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2013-04-23 | 2013-06-28 |
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