Chan, See Lim 陳思廉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2023-02-17 | 2023-06-05 | Rep | Dealing in securities | 2023-02-17 | 2023-06-05 |
| 2 | ZURICH ADVISORY (HK) LIMITED | Rep | Advising on securities | 2009-01-06 | 2009-12-01 |
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