Wong, Yiu Man (SFC:ASE092) 王耀文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-07-02 | 2010-08-20 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-07-02 | 2010-08-20 | Rep | Advising on securities | 2009-10-23 | 2010-08-20 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2013-12-30 | Rep | Dealing in futures contracts | 2014-02-07 | Rep | Advising on securities | 2014-09-04 |
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