Shih, Yuen Chi 施婉智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-05-13 | 2010-02-27 |
2 | China Integrity Investment Limited | Rep | Advising on securities | 2010-04-07 | 2011-01-06 | Rep | Asset management | 2010-04-07 | 2011-01-06 | Rep | Dealing in securities | 2010-04-07 | 2011-01-06 |
3 | China Sunrise Asset Management Limited | RO | Advising on securities | 2014-10-09 | 2016-05-25 | RO | Asset management | 2014-10-09 | 2016-05-25 | RO | Dealing in securities | 2014-10-09 | 2016-05-25 |
4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-12-22 | 2010-02-27 |
5 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2011-11-15 | 2014-02-01 | RO | Asset management | 2011-11-15 | 2014-02-01 | RO | Dealing in securities | 2011-11-15 | 2014-02-01 |
6 | Goldhorse Securities Limited | RO | Advising on securities | 2016-06-29 | 2018-12-31 | RO | Dealing in securities | 2016-06-29 | 2018-12-31 |
7 | Initial Capital Securities Limited | RO | Advising on securities | 2022-07-15 | 2022-11-01 | RO | Asset management | 2022-07-15 | 2022-11-01 | RO | Dealing in securities | 2022-07-15 | 2022-11-01 |
8 | Leeds Fund International Limited | RO | Advising on securities | 2019-10-17 | 2019-11-15 | RO | Asset management | 2019-10-17 | 2019-11-15 |
9 | Leeds Securities Investment Limited | RO | Dealing in securities | 2019-10-17 | 2019-11-15 |
10 | PROFIT ACCESS INVESTMENTS LIMITED | RO | Advising on securities | 2019-01-02 | 2019-10-11 | RO | Asset management | 2019-01-02 | 2019-10-11 | RO | Dealing in securities | 2019-07-18 | 2019-10-11 |
11 | Theia Securities Limited | RO | Advising on securities | 2020-07-14 | 2021-10-31 | RO | Asset management | 2020-07-14 | 2021-10-31 |
12 | WEI DA ASSET MANAGEMENT LIMITED | RO | Asset management | 2016-06-29 | 2018-12-31 |
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