Shih, Yuen Chi 施婉智

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CES Commodities (HK) Limited Rep Dealing in futures contracts 2009-05-13 2010-02-27
2 China Integrity Investment Limited Rep Advising on securities 2010-04-07 2011-01-06
Rep Asset management 2010-04-07 2011-01-06
Rep Dealing in securities 2010-04-07 2011-01-06
3 China Sunrise Asset Management Limited RO Advising on securities 2014-10-09 2016-05-25
RO Asset management 2014-10-09 2016-05-25
RO Dealing in securities 2014-10-09 2016-05-25
4 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2008-12-22 2010-02-27
5 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) RO Advising on securities 2011-11-15 2014-02-01
RO Asset management 2011-11-15 2014-02-01
RO Dealing in securities 2011-11-15 2014-02-01
6 Goldhorse Securities Limited RO Advising on securities 2016-06-29 2018-12-31
RO Dealing in securities 2016-06-29 2018-12-31
7 Initial Capital Securities Limited RO Advising on securities 2022-07-15 2022-11-01
RO Asset management 2022-07-15 2022-11-01
RO Dealing in securities 2022-07-15 2022-11-01
8 Leeds Fund International Limited RO Advising on securities 2019-10-17 2019-11-15
RO Asset management 2019-10-17 2019-11-15
9 Leeds Securities Investment Limited RO Dealing in securities 2019-10-17 2019-11-15
10 PROFIT ACCESS INVESTMENTS LIMITED RO Advising on securities 2019-01-02 2019-10-11
RO Asset management 2019-01-02 2019-10-11
RO Dealing in securities 2019-07-18 2019-10-11
11 Theia Securities Limited RO Advising on securities 2020-07-14 2021-10-31
RO Asset management 2020-07-14 2021-10-31
12 WEI DA ASSET MANAGEMENT LIMITED RO Asset management 2016-06-29 2018-12-31

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