Lo, Hoi Yee 盧凱怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-01-06 | 2009-02-24 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-01-06 | 2009-02-24 |
| 3 | Immensus Capital Investment Management (HK) Limited | RO | Asset management | 2021-08-11 | |
| 4 | PROBITAS HONG KONG LIMITED | Rep | Advising on securities | 2016-05-30 | 2017-02-16 | Rep | Dealing in securities | 2016-05-30 | 2017-02-16 |
| 5 | VMS Asset Management Limited | Rep | Asset management | 2019-08-23 | 2020-09-25 |
| 6 | VMS Securities Limited | Rep | Advising on securities | 2019-08-23 | 2020-08-21 | Rep | Dealing in securities | 2019-08-23 | 2020-09-25 |
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