Lo, Steve Ka Lok 盧家樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | RO | Automated trading services | 2005-01-24 | RO | Asset management | 2014-06-03 | RO | Advising on futures contracts | 2019-06-28 | RO | Dealing in futures contracts | 2019-06-28 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Asset management | 2005-01-24 | Rep | Automated trading services | 2005-01-24 | Rep | Advising on corporate finance | 2008-06-28 | Rep | Advising on securities | 2008-06-28 | Rep | Dealing in securities | 2019-06-28 | RO | Dealing in futures contracts | 2005-02-15 | 2019-06-28 |
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