Law, Joseph (SFC:ASF709)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2009-01-14 | 2009-06-27 |
| 2 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2009-01-14 | 2009-06-27 |
| 3 | Newedge Broker Limited | Rep | Dealing in securities | 2009-01-14 | 2009-06-27 |
| 4 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-01-14 | 2009-06-27 |
| 5 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2009-01-14 | 2009-06-27 |
| 6 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2009-07-27 | 2011-05-27 |
| 7 | MF Global Hong Kong Limited | Rep | Dealing in securities | 2009-07-27 | 2011-05-27 |
| 8 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2013-04-08 | 2013-07-08 |
| 9 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-04-08 | 2013-07-08 |
| 10 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2013-04-08 | 2013-07-08 |
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