So, Kwok Kwan 蘇國堃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-01-29 | 2020-12-31 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-01-29 | 2020-12-31 | Rep | Dealing in securities | 2018-01-29 | 2020-12-31 |
| 3 | Huafu International Securities Limited | Rep | Advising on securities | 2021-03-05 | 2023-11-30 | Rep | Dealing in securities | 2021-03-05 | 2023-11-30 |
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