Warfield, George Richard IV
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-01-16 | 2009-06-11 | Rep | Dealing in securities | 2009-01-16 | 2009-06-11 |
| 2 | Forthright Capital Management Limited | RO | Advising on securities | 2016-11-29 | 2020-06-04 | RO | Asset management | 2016-11-29 | 2020-06-04 |
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