Cook Iii, Thomas Crawford
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-01-29 | 2009-04-21 |
| 2 | Oppenheimer Investments Asia Limited | RO | Dealing in securities | 2010-02-12 | 2010-09-07 |
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