Murphy, Daniel Joseph (SFC:ASI403)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2013-07-22 | 2016-04-13 | Rep | Advising on securities | 2013-07-22 | 2016-04-13 | Rep | Dealing in futures contracts | 2013-07-22 | 2016-04-13 | Rep | Dealing in securities | 2013-07-22 | 2016-04-13 | RO | Advising on securities | 2016-04-13 | 2016-09-13 | RO | Dealing in securities | 2016-04-13 | 2016-09-13 | RO | Advising on futures contracts | 2016-04-13 | 2016-12-06 | RO | Dealing in futures contracts | 2016-04-13 | 2016-12-06 |
2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2013-07-22 | 2016-04-13 | Rep | Dealing in securities | 2013-07-22 | 2016-04-13 | RO | Advising on securities | 2016-04-13 | 2016-12-06 | RO | Dealing in securities | 2016-04-13 | 2016-12-06 |
3 | Knight Capital Asia Limited | Rep | Dealing in securities | 2009-01-23 | 2011-08-19 |
4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-10-17 | 2013-04-20 |
5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-10-17 | 2013-04-20 | Rep | Dealing in securities | 2011-10-17 | 2013-04-20 |
6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2017-03-06 | 2018-01-02 | Rep | Dealing in futures contracts | 2017-03-06 | 2022-02-28 | RO | Dealing in securities | 2018-01-02 | 2022-02-28 |
7 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2017-03-06 | 2018-01-02 | Rep | Automated trading services | 2017-03-06 | 2022-02-28 | Rep | Dealing in futures contracts | 2017-03-06 | 2022-02-28 | RO | Dealing in securities | 2018-01-02 | 2022-02-28 |
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