Murphy, Daniel Joseph (SFC:ASI403)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on futures contracts 2013-07-22 2016-04-13
Rep Advising on securities 2013-07-22 2016-04-13
Rep Dealing in futures contracts 2013-07-22 2016-04-13
Rep Dealing in securities 2013-07-22 2016-04-13
RO Advising on securities 2016-04-13 2016-09-13
RO Dealing in securities 2016-04-13 2016-09-13
RO Advising on futures contracts 2016-04-13 2016-12-06
RO Dealing in futures contracts 2016-04-13 2016-12-06
2 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Rep Advising on securities 2013-07-22 2016-04-13
Rep Dealing in securities 2013-07-22 2016-04-13
RO Advising on securities 2016-04-13 2016-12-06
RO Dealing in securities 2016-04-13 2016-12-06
3 Knight Capital Asia Limited Rep Dealing in securities 2009-01-23 2011-08-19
4 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2011-10-17 2013-04-20
5 Merrill Lynch Far East Limited Rep Dealing in futures contracts 2011-10-17 2013-04-20
Rep Dealing in securities 2011-10-17 2013-04-20
6 UBS SECURITIES ASIA LIMITED Rep Dealing in securities 2017-03-06 2018-01-02
Rep Dealing in futures contracts 2017-03-06 2022-02-28
RO Dealing in securities 2018-01-02 2022-02-28
7 UBS SECURITIES HONG KONG LIMITED Rep Dealing in securities 2017-03-06 2018-01-02
Rep Automated trading services 2017-03-06 2022-02-28
Rep Dealing in futures contracts 2017-03-06 2022-02-28
RO Dealing in securities 2018-01-02 2022-02-28

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