Tsang, Shu Ping (SFC:ASI417) 曾樹平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Eastspring Investments (Hong Kong) Limited | Rep | Advising on securities | 2024-07-25 | Rep | Dealing in securities | 2024-07-25 |
2 | INSUBEST FINANCIAL & MPF PLANNING LIMITED | Rep | Advising on securities | 2009-03-02 | 2011-01-13 |
3 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2018-06-29 | 2018-08-07 | RO | Dealing in securities | 2018-08-07 | 2022-04-22 | RO | Advising on securities | 2021-06-15 | 2022-04-22 |
4 | Pulse Wealth Limited | Rep | Advising on securities | 2022-10-12 | 2022-12-14 | Rep | Dealing in securities | 2022-10-12 | 2022-12-14 | RO | Advising on securities | 2022-12-14 | 2023-12-08 | RO | Dealing in securities | 2022-12-14 | 2023-12-08 |
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