Xiong, Yun 熊贇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Green Harmony Capital Limited | RO | Asset management | 2019-05-07 | 2023-08-30 | RO | Advising on securities | 2022-07-18 | 2023-08-30 |
| 2 | Green Harmony Securities Limited | Rep | Advising on securities | 2019-10-23 | 2021-01-07 | Rep | Dealing in securities | 2019-10-23 | 2021-01-07 | RO | Advising on securities | 2021-01-07 | 2023-08-30 | RO | Dealing in securities | 2021-01-07 | 2023-08-30 |
| 3 | MAOYUAN CAPITAL (HK) LIMITED | RO | Advising on securities | 2023-10-30 | RO | Asset management | 2023-10-30 |
| 4 | VALUABLE CAPITAL LIMITED | RO | Asset management | 2018-01-31 | 2019-02-28 |
| 5 | YAOZHI ASSET MANAGEMENT INTERNATIONAL CO., LIMITED | RO | Asset management | 2015-09-17 | 2016-03-31 |
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