Yan, Kar Kee (SFC:ASK152) 甄家祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA GLORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-08-22 | 2014-10-15 | Rep | Dealing in securities | 2013-08-22 | 2014-10-15 | Rep | Dealing in futures contracts | 2015-02-23 | 2018-05-09 | Rep | Dealing in securities | 2015-02-23 | 2018-05-09 |
| 2 | KOG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2014-03-10 | 2014-12-23 |
| 3 | Nerico Brothers Limited (HK) | Rep | Leveraged foreign exchange trading | 2009-02-26 | 2009-03-03 |
| 4 | QUINTAR CAPITAL LIMITED | Rep | Asset management | 2016-04-26 | 2018-05-09 |
| 5 | SECURIS CAPITAL LIMITED | RO | Advising on securities | 2018-05-16 | 2024-11-29 | RO | Dealing in securities | 2018-05-16 | 2024-11-29 | Rep | Asset management | 2018-08-22 | 2019-04-04 | RO | Asset management | 2019-04-04 | 2024-11-29 |
| 6 | Top One Global Capital Management Limited | RO | Advising on securities | 2025-01-16 | RO | Asset management | 2025-01-16 | RO | Dealing in securities | 2025-01-16 |
| 7 | ZMF Asset Management Limited | Rep | Asset management | 2011-11-03 | 2014-12-23 |
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