Sum, Ho Sang 岑皓生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2009-08-28 | 2009-12-07 |
| 2 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2009-08-28 | 2010-02-01 |
| 3 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2014-10-10 | 2015-08-07 | Rep | Advising on securities | 2015-06-26 | 2015-08-07 |
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