Chen, Tong (SFC:BLY494) 陳童
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2018-07-17 | 2019-05-17 | Rep | Dealing in securities | 2018-07-17 | 2019-05-17 | Rep | Advising on securities | 2018-07-18 | 2019-05-17 |
| 2 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2018-02-01 | 2018-06-15 | Rep | Dealing in securities | 2018-02-01 | 2018-06-15 |
| 3 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2019-06-27 | Rep | Dealing in securities | 2019-06-27 |
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