Wong, Kwok Leung (SFC:ASK759) 黃國樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-02-12 | 2010-08-13 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-02-12 | 2010-08-13 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Leveraged foreign exchange trading | 2009-08-28 | 2010-08-13 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Advising on futures contracts | 2009-09-21 | 2010-08-13 |
| 5 | CMB International Asset Management Limited | Rep | Advising on securities | 2018-09-28 | 2021-06-30 |
| 6 | CMB International Asset Management Limited | Rep | Asset management | 2018-09-28 | 2021-06-30 |
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