Yip, Scarlett Chui Man 葉序文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2012-08-23 | 2013-05-18 | Rep | Asset management | 2012-08-23 | 2013-05-18 | Rep | Dealing in securities | 2012-08-23 | 2013-05-18 |
| 2 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2009-02-17 | 2010-07-19 |
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