Wan, Siu Kin 尹肇堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Davidson Kempner Asia Limited | Rep | Asset management | 2016-03-02 | 2018-09-14 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-03-05 | 2010-06-07 |
| 3 | Oxbow Capital Management (HK) Limited | Rep | Asset management | 2018-11-05 | 2019-08-05 |
| 4 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Dealing in futures contracts | 2019-11-26 | Rep | Dealing in securities | 2019-11-26 |
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