Lu, Yumian 呂玉勉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2015-04-17 | 2015-04-27 | Rep | Dealing in securities | 2015-04-17 | 2015-04-27 | Rep | Advising on securities | 2016-02-11 | 2016-02-23 | Rep | Dealing in securities | 2016-02-11 | 2016-02-23 | Rep | Advising on securities | 2017-09-21 | 2017-10-10 | Rep | Dealing in securities | 2017-09-21 | 2017-10-10 | Rep | Advising on securities | 2018-08-07 | 2018-08-15 | Rep | Dealing in securities | 2018-08-07 | 2018-08-15 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-02-25 | 2010-08-27 |
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