Pal, Abhishek
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-03-10 | 2010-05-17 | Rep | Dealing in futures contracts | 2009-03-10 | 2010-05-17 | Rep | Dealing in securities | 2009-03-10 | 2010-05-17 | Rep | Dealing in futures contracts | 2015-10-26 | 2015-10-30 | Rep | Dealing in securities | 2015-10-26 | 2015-10-30 | Rep | Dealing in futures contracts | 2017-10-23 | 2017-10-27 | Rep | Dealing in securities | 2017-10-23 | 2017-10-27 | Rep | Dealing in futures contracts | 2018-02-23 | 2021-06-25 | Rep | Dealing in securities | 2018-02-23 | 2021-06-25 |
2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-02-23 | 2021-06-25 |
3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2021-09-07 | 2022-09-12 |
4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2021-09-07 | 2022-09-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy