Widjaja, Sophia
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Ares Management Asia (Hong Kong) Limited | Rep | Advising on securities | 2022-04-07 | Rep | Asset management | 2022-04-07 | Rep | Dealing in securities | 2022-04-07 |
2 | D. E. Shaw & Co. (Asia Pacific) Limited | Rep | Asset management | 2009-04-01 | 2011-03-25 |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2020-08-27 | 2022-02-08 |
4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2020-08-27 | 2022-02-08 |
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