Lee, Go Eun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2014-05-19 | 2014-08-19 | Rep | Advising on securities | 2015-06-04 | 2015-06-15 | Rep | Advising on securities | 2015-10-08 | 2015-10-14 | Rep | Advising on securities | 2015-11-30 | 2015-12-07 | Rep | Advising on securities | 2016-04-21 | 2016-05-01 | Rep | Advising on securities | 2016-11-17 | 2016-11-25 | Rep | Advising on securities | 2017-10-19 | 2017-10-28 | Rep | Advising on securities | 2018-05-03 | 2018-05-12 | Rep | Advising on securities | 2018-11-05 | 2018-11-10 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-03-25 | 2009-09-26 |
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