Yuen, Alexander Tak Wai 阮德偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2020-04-28 | 2022-07-13 | Rep | Dealing in securities | 2020-04-28 | 2022-07-13 |
| 2 | LIS Investment Services Limited | Rep | Advising on securities | 2009-04-22 | 2009-06-05 | Rep | Advising on securities | 2010-02-24 | 2010-11-30 |
| 3 | Sprout Asset Management (Asia) Limited | Rep | Advising on securities | 2015-04-22 | 2018-05-31 | Rep | Dealing in securities | 2015-04-22 | 2018-05-31 | Rep | Asset management | 2016-10-05 | 2018-05-31 | Rep | Advising on securities | 2019-04-23 | 2020-02-20 | Rep | Asset management | 2019-04-23 | 2020-02-20 | Rep | Dealing in securities | 2019-04-23 | 2020-02-20 |
| 4 | Victoria International Asset Management Limited | Rep | Advising on securities | 2022-09-26 | 2023-03-06 | Rep | Asset management | 2022-11-14 | 2023-03-06 |
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