Ma, Xiao (SFC:ASP710) 馬驍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2019-11-14 | 2023-07-27 | Rep | Dealing in securities | 2019-11-14 | 2023-07-27 | Rep | Advising on securities | 2022-12-15 | 2023-07-27 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-11-14 | 2023-07-27 |
| 3 | M3 Capital Partners (HK) Limited | Rep | Dealing in securities | 2009-04-17 | 2010-02-12 |
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