Chiu, Cheuk Man (SFC:ASS493) 趙焯文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AP Capital Management (Hong Kong) Limited | RO | Asset management | 2015-08-04 | 2023-04-21 | RO | Dealing in futures contracts | 2016-08-03 | 2023-04-21 | RO | Dealing in securities | 2016-08-03 | 2023-04-21 | RO | Advising on futures contracts | 2018-03-08 | 2023-04-21 | RO | Advising on securities | 2018-03-08 | 2023-04-21 |
| 2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2009-04-14 | 2011-06-24 | Rep | Dealing in securities | 2009-04-14 | 2011-06-24 |
| 3 | COFCO Asset Management (International) Company Limited | Rep | Asset management | 2014-05-13 | 2015-07-20 |
| 4 | De Riva Asia Limited | Rep | Dealing in futures contracts | 2013-09-11 | 2014-03-18 | Rep | Dealing in securities | 2013-09-11 | 2014-03-18 |
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