Gian, Jia Ying
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-04-09 | 2011-03-17 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-04-09 | 2011-03-17 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-11-09 | 2021-05-18 | Rep | Dealing in securities | 2023-02-24 | 2023-03-02 | Rep | Dealing in securities | 2023-05-12 | 2023-05-19 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2017-11-09 | 2021-05-18 | Rep | Dealing in futures contracts | 2023-02-24 | 2023-03-02 | Rep | Dealing in futures contracts | 2023-05-12 | 2023-05-19 |
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