Liu, Ka Ki 廖嘉琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EQT Partners Asia Limited | Rep | Advising on securities | 2011-01-28 | 2016-05-16 | Rep | Dealing in securities | 2011-06-20 | 2016-05-16 |
| 2 | HQ Capital Asia Limited | Rep | Advising on securities | 2022-09-28 | 2023-12-01 | RO | Advising on securities | 2023-12-01 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2009-04-23 | 2011-01-01 | Rep | Dealing in securities | 2009-04-23 | 2011-01-01 |
| 4 | Zheng He Capital Management Limited | Rep | Advising on securities | 2016-06-06 | 2016-08-01 | Rep | Asset management | 2016-06-06 | 2016-08-01 |
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