Law, Tsz Ming 羅梓銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2018-05-31 | 2022-12-01 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2018-05-31 | 2022-12-01 | Rep | Advising on securities | 2021-12-09 | 2022-12-01 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2023-05-03 | |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-05-03 | |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2018-02-14 | 2018-04-20 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-02-14 | 2018-04-20 |
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