Wong, Cheuk Lam (SFC:ASX897) 王卓琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Dealing in securities | 2019-01-28 | 2019-07-05 | Rep | Advising on securities | 2019-02-19 | 2019-07-05 |
| 2 | BUSINESS SECURITIES LIMITED | Rep | Dealing in securities | 2018-06-29 | 2018-08-10 |
| 3 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2016-04-05 | 2016-09-30 |
| 4 | Fortune Asset Management Limited | Rep | Asset management | 2016-04-05 | 2016-09-30 |
| 5 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2010-06-22 | 2011-01-14 |
| 6 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2010-06-22 | 2011-01-14 |
| 7 | SMART EMPIRE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-05-13 | 2021-09-26 | Rep | Asset management | 2020-05-13 | 2021-09-26 |
| 8 | Well Link Securities Limited | Rep | Dealing in securities | 2009-06-05 | 2010-03-12 | Rep | Dealing in futures contracts | 2009-10-23 | 2010-03-12 |
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