Wong, Cheuk Lam (SFC:ASX897) 王卓琳

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Well Link Securities Limited Rep Dealing in securities 2009-06-05 2010-03-12
Rep Dealing in futures contracts 2009-10-23 2010-03-12
2 SMART EMPIRE ASSET MANAGEMENT LIMITED Rep Advising on securities 2020-05-13 2021-09-26
Rep Asset management 2020-05-13 2021-09-26
3 INVESCO HONG KONG LIMITED Rep Dealing in securities 2010-06-22 2011-01-14
4 INVESCO ASSET MANAGEMENT ASIA LIMITED Rep Dealing in securities 2010-06-22 2011-01-14
5 Fortune Asset Management Limited Rep Asset management 2016-04-05 2016-09-30
6 FORTUNE (HK) SECURITIES LIMITED Rep Dealing in securities 2016-04-05 2016-09-30
7 BUSINESS SECURITIES LIMITED Rep Dealing in securities 2018-06-29 2018-08-10
8 AllianceBernstein Hong Kong Limited Rep Dealing in securities 2019-01-28 2019-07-05
Rep Advising on securities 2019-02-19 2019-07-05

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