Lau, Nga Ki 劉雅琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-08 | 2011-09-06 |
| 2 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2012-12-03 | 2013-06-10 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2013-10-24 | 2014-09-28 |
| 4 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2014-10-20 | 2017-09-22 |
| 5 | SPDB International Capital Limited | Rep | Dealing in securities | 2018-07-18 | |
| 6 | SPDB International Securities Limited | Rep | Dealing in securities | 2020-03-24 |
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