Lau, Roland Ning Fung 劉寧鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-01-10 | 2015-03-01 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-06-24 | 2010-01-31 | Rep | Advising on securities | 2012-01-10 | 2015-03-01 | Rep | Dealing in securities | 2012-01-10 | 2015-03-01 |
| 3 | Joy Rich Asset Management Company Limited | RO | Asset management | 2021-02-01 | |
| 4 | JOY RICH SECURITIES INVESTMENT LIMITED | RO | Dealing in securities | 2017-04-25 | 2017-10-25 |
| 5 | SKYWAY-PHAROS ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-09-23 | 2011-11-30 | Rep | Asset management | 2011-09-23 | 2011-11-30 |
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