Chan, Ka Lai (SFC:ASZ668) 陳家澧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | INNOVAX SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-26 | |
2 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2009-06-05 | 2009-11-23 |
3 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-05 | 2011-08-13 |
4 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2014-09-05 | 2017-06-19 |
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