Yeung, Niki Ning Ki 楊靈機
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DOUBLE S CAPITAL LIMITED | Rep | Advising on securities | 2020-04-06 | 2020-06-08 | Rep | Asset management | 2020-04-06 | 2020-06-08 |
| 2 | Great Wall Pan Asia Asset Management Limited | Rep | Advising on securities | 2014-07-11 | 2019-06-29 | Rep | Asset management | 2014-07-11 | 2019-06-29 |
| 3 | Planetree Futures Limited | Rep | Dealing in futures contracts | 2009-07-02 | 2011-01-14 |
| 4 | Planetree Securities Limited | Rep | Dealing in securities | 2009-07-02 | 2011-01-14 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2011-12-30 | 2014-03-05 |
| 6 | Roofer Asset Management Limited | RO | Asset management | 2021-05-07 | |
| 7 | ROOFER SECURITIES LIMITED | RO | Dealing in securities | 2020-07-31 | RO | Advising on securities | 2020-12-17 |
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