Kwok, Ka Yiu (SFC:ATD334) 郭家耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL FOCUS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-04-06 | |
| 2 | CHINA DEMETER SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-03 | 2014-10-30 |
| 3 | HO FUNG SHARES INVESTMENT LIMITED | Rep | Dealing in securities | 2009-06-16 | 2011-01-01 |
| 4 | Minerva Asset Global Investment Capital Limited | Rep | Asset management | 2016-11-24 | 2017-08-09 |
| 5 | Minerva Holding Financial Securities Limited | Rep | Dealing in securities | 2014-10-30 | 2015-02-26 | RO | Dealing in securities | 2015-02-26 | 2017-08-09 |
| 6 | SHUN LOONG SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2017-08-15 |
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