Lee, Po Chu (SFC:ATD387) 李寶珠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Asset Management (HK) Limited | Rep | Advising on securities | 2012-04-24 | 2014-10-26 | Rep | Asset management | 2012-04-24 | 2014-10-26 |
| 2 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-04-24 | 2014-10-26 |
| 3 | CL Strategic Management Limited | RO | Advising on securities | 2022-08-12 | RO | Asset management | 2022-08-12 |
| 4 | FORMAX ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-11-17 | 2015-10-25 |
| 5 | Forwin Capital Management Limited | RO | Advising on securities | 2018-06-11 | 2020-01-23 | RO | Asset management | 2018-06-11 | 2020-01-23 |
| 6 | Forwin Securities Group Limited | Rep | Dealing in securities | 2018-07-17 | 2019-07-23 | RO | Dealing in securities | 2019-07-23 | 2020-01-23 |
| 7 | Huge Asset Management Limited | RO | Advising on securities | 2016-04-11 | 2018-05-20 | RO | Asset management | 2016-04-11 | 2018-05-20 |
| 8 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-08-10 | 2011-05-09 | Rep | Advising on securities | 2010-12-03 | 2011-05-09 |
| 9 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-12-03 | 2011-05-09 |
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