Lam, Kelvin Roland 林浩麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2019-03-11 | |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2019-03-11 | |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2018-04-24 | 2020-04-29 | Rep | Dealing in securities | 2018-04-24 | 2020-04-29 | Rep | Asset management | 2019-01-23 | RO | Dealing in securities | 2020-04-29 | RO | Advising on securities | 2020-04-29 | 2024-02-23 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2018-02-28 | 2020-04-29 | Rep | Dealing in securities | 2018-02-28 | 2020-04-29 | RO | Advising on securities | 2020-04-29 | RO | Dealing in securities | 2020-04-29 |
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