Pang, Nicholaus Lee 彭俊豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORMAX SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-24 | 2016-03-18 |
| 2 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-08 | 2021-12-30 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-08 | 2021-12-30 |
| 4 | KGI ASIA LIMITED | Rep | Advising on securities | 2009-07-06 | 2011-05-06 | Rep | Dealing in securities | 2009-07-06 | 2011-05-06 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-06 | 2011-05-06 |
| 6 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-04-26 | 2015-08-05 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-26 | 2015-08-05 |
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