Tsoi, Ting Jessica 蔡婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIVE STATES CAPITAL RESOURCES LIMITED | Rep | Asset management | 2018-03-02 | 2020-01-15 | Rep | Advising on securities | 2018-05-31 | 2020-01-15 | Rep | Dealing in securities | 2018-09-27 | 2021-06-30 | RO | Advising on securities | 2020-01-15 | 2021-06-30 | RO | Asset management | 2020-01-15 | 2021-06-30 |
| 2 | Protocol Asset Management (HK) Limited | Rep | Asset management | 2021-07-19 | 2021-07-22 | RO | Asset management | 2021-07-22 | 2024-03-29 |
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