Li, Jichen (SFC:BLU396)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citadel Asia Limited | Rep | Asset management | 2021-11-23 | 2023-03-17 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-03-02 | 2021-07-09 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-03-02 | 2021-07-09 | Rep | Dealing in securities | 2018-03-02 | 2021-07-09 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2021-10-05 | |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2021-10-05 | Rep | Dealing in futures contracts | 2021-10-05 | Rep | Dealing in securities | 2021-10-05 |
| 6 | Qube Research & Technologies Hong Kong Limited | Rep | Asset management | 2023-11-20 |
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