Shi, Ruichao 施瑞超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | All Options Hong Kong Limited | Rep | Dealing in futures contracts | 2009-11-09 | 2010-12-31 | Rep | Dealing in securities | 2009-11-09 | 2010-12-31 |
| 2 | Legend Arb Advisors Limited | Rep | Asset management | 2018-09-18 | 2020-09-08 | Rep | Advising on futures contracts | 2019-10-03 | 2020-09-08 | Rep | Advising on securities | 2019-10-03 | 2020-09-08 | RO | Advising on futures contracts | 2020-09-08 | 2022-04-08 | RO | Advising on securities | 2020-09-08 | 2022-04-08 | RO | Asset management | 2020-09-08 | 2022-04-08 | Rep | Advising on futures contracts | 2023-11-24 | 2024-01-10 | Rep | Advising on securities | 2023-11-24 | 2024-01-10 | Rep | Asset management | 2023-11-24 | 2024-01-10 | RO | Advising on futures contracts | 2024-01-10 | RO | Advising on securities | 2024-01-10 | RO | Asset management | 2024-01-10 |
| 3 | LT Securities Limited | Rep | Dealing in futures contracts | 2011-11-01 | 2013-08-11 | Rep | Dealing in securities | 2012-02-15 | 2013-08-11 |
| 4 | Rabo Brokerage HK Limited | Rep | Dealing in securities | 2009-07-06 | 2009-10-01 |
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