Diao, Roy Wei-Chien
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2019-02-13 | |
| 2 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-02-13 | |
| 3 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Advising on securities | 2009-07-13 | 2009-08-13 |
| 4 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Dealing in securities | 2009-07-13 | 2009-08-13 |
| 5 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2010-09-14 | 2010-10-14 |
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