Zeng, Zhuo (SFC:BMM402) 曾卓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-03-05 | 2021-06-09 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2018-03-05 | 2021-06-09 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2018-03-05 | 2021-06-09 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2018-03-05 | 2021-06-09 |
| 5 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2021-07-05 | 2023-02-20 |
| 6 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2021-07-05 | 2023-02-20 |
| 7 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2021-07-05 | 2023-02-20 |
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